WS
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William Ross Small

55 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
3,147 clients
Average Client Portfolio
$459K average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:$25K
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Location

420 Benigno Blvd., 1st Floor, Kor-East, Unit A, Bellmawr, NJ, 08031

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

William is the President of Kings Management Company, where he focuses on insurance sales and estate work, dedicating about a third of his time. He also serves as President of SKS Plan Administration, Inc. and Risk Management Advisory Services, Inc., and is the sole owner of TAAP LLC.

Employment History
Current Registrations
Alden Capital
July 2019 - Present · 6 yrs 7 mos
J. Alden Associates, INC.Broker
July 2019 - Present · 6 yrs 7 mos
J. Alden Associates, INC.
July 2019 - Present · 6 yrs 7 mos
Rmas, INC.
January 2011 - Present · 15 yrs 1 mo
Previous Registrations
Capitol Securities Management, INC.Broker
September 2010 - July 2019 · 8 yrs 10 mos
Independent Advisers Group CORP
February 2010 - October 2010 · 8 mos
Independent Advisers Group CORP
January 2006 - November 2009 · 3 yrs 10 mos
Lincoln Financial Securities CorporationBroker
August 1978 - October 2010 · 32 yrs 2 mos
Cg Equity Sales CompanyBroker
October 1970 - February 1979 · 8 yrs 4 mos
State Registrations12 states
CTFLGAMAMDNCNJNYORPATXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
William Ross Small - Financial Advisor | TrueAdvisor