SF
SF

Seth Franck

24 Years of Experience
Monument, CO
Broker

Seth Franck is a registered investment advisor at Advisors Asset Management, INC., based in Monument, CO, with 24 years of industry experience. Seth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,867 clients with $2B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
132 advisors
Number of Clients
1,867 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$2.0B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

AAM provides investment management services for separately managed accounts. The annual fees for fixed income strategies range from 0.20% to 2.00%, and equity strategies range from 0.45% to 2.5%. Fees and services may be negotiable. AAM usually requires a minimum account size of $250,000 for fixed income strategies and $100,000 for equity strategies.

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Location

18925 Base Camp Road, Suite 203, Monument, CO, 80132

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Seth is a member/manager of Cofranx LLC, a passive investment into Urban Air Trampoline and Adventure Park, since 2017, dedicating minimal time. He is also a member of Channel Catfish, LLC and Spotted Bass, LLC, and an investor in Urban Air Project Slice and Odd Lot Partners LLC, all passive investments requiring no time.

Employment History
Current Registrations
Advisors Asset Management, INC.
June 2005 - Present · 20 yrs 11 mos
Advisors Asset Management, INC.Broker
March 2002 - Present · 24 yrs 2 mos
State Registrations1 state
CO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Seth Franck - Financial Advisor | TrueAdvisor