Raymond Roland is a registered investment advisor, based in Brentwood, TN, with 25 years of industry experience.
Location
5314 Maryland Way, Ste. 300, Brentwood, TN, 37027
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
March 2025 - Present · 1 yr 2 mos
Captrust
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Trustcore Financial Services, LLC
September 2018 - March 2023 · 4 yrs 6 mos
Trustcore Investments LLCBroker
January 2018 - December 2020 · 2 yrs 11 mos
Capwealth Investment Services, LLCBroker
February 2010 - December 2017 · 7 yrs 10 mos
Nbc Securities, INC.Broker
November 2000 - January 2010 · 9 yrs 2 mos
State Registrations1 state
TN
Advisor
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Exams
No exam information available for this advisor.