Nathan Hale is a registered investment advisor, based in Bonham, TX, with 25 years of industry experience.
Location
1210 North Center, Bonham, TX, 75418
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nathan is an independent contractor and owner of BAHN Wealth Management since 2019. He spends minimal time on this activity.
Employment History
Current Registrations
Raymond James Financial Services, INC.
August 2019 - Present · 6 yrs 11 mos
Raymond James Financial Services Advisors, INC
August 2019 - Present · 6 yrs 11 mos
Raymond James Financial Services, INC.Broker
August 2019 - Present · 6 yrs 11 mos
Previous Registrations
Ameriprise Financial Services, INC.
December 2009 - September 2019 · 9 yrs 9 mos
Ameriprise Financial Services, INC.Broker
October 2009 - September 2019 · 9 yrs 11 mos
Ameriprise Advisor Services, INC.Broker
February 2008 - October 2009 · 1 yr 8 mos
Raymond James Financial Services, INC.Broker
June 2001 - February 2008 · 6 yrs 8 mos
Raymond James Financial Services, INC.Broker
May 2001 - May 2001 · 0 mos
A. G. Edwards & Sons, INC.Broker
November 2000 - April 2001 · 5 mos
State Registrations16 states
ARCACOFLILKSLAMNMTNCNMNVOKPATXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.