Brandy Ariza is a CFP-designated registered investment advisor, based in Houston, TX, with 24 years of industry experience.
Location
9100 Westview Dr, Houston, TX, 77055-6420
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brandy works as a financial advisor for First Community Credit Union and First Community Wealth Advisors since February 2023. These roles each take about 10-20% of her time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
March 2023 - Present · 3 yrs 2 mos
Raymond James Financial Services Advisors, INC
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Centric Advisors, LLC
December 2018 - February 2023 · 4 yrs 2 mos
LPL Financial LLC
February 2016 - December 2018 · 2 yrs 10 mos
LPL Financial LLCBroker
February 2016 - December 2018 · 2 yrs 10 mos
Cuso Financial Services, L.P.
March 2003 - March 2016 · 13 yrs
Cuso Financial Services, L.P.Broker
October 2001 - March 2016 · 14 yrs 5 mos
State Registrations1 state
TX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.