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Donald Smirniotis

50 Years of Experience
Oak Brook, IL
1 DisclosureBroker

Donald Smirniotis is a registered investment advisor at Wells Fargo Advisors, based in Oak Brook, IL, with 50 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1515 W 22nd St, Suite 275W, Oak Brook, IL, 60523

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2010
Denied
Other Business Activities

Donald owns 100% of Smirniotis Capital LLC, managing real estate investments for Finet Practice, spending a few hours per week. He is also a trustee for multiple 401k and DBP plans related to Finet Practice, dedicating minimal time, and owns 50% of PC Ramblers, LLC as an investor, spending a few hours per week.

Employment History
Current Registrations
Wells Fargo Advisors
January 2020 - Present · 6 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2020 - Present · 6 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
November 2005 - January 2020 · 14 yrs 2 mos
Wells Fargo Clearing Services, LLC
November 2005 - January 2020 · 14 yrs 2 mos
Citigroup Global Markets INC.
October 1999 - November 2005 · 6 yrs 1 mo
Citigroup Global Markets INC.Broker
September 1999 - November 2005 · 6 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1992 - September 1999 · 6 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
February 1971 - October 1977 · 6 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1971 - February 1988 · 17 yrs 1 mo
State Registrations20 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Donald Smirniotis - Financial Advisor | TrueAdvisor