CW
CFP
CW
CFP

Catherine Lorraine Woodman

25 Years of Experience
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningSocially Responsible Investing
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
244 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$283.0M

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.15%
$500K - $1.5M1.10%
$1.5M - $3.5M1.00%
$3.5M - $8.5M0.90%
$8.5M - $20.5M0.80%
$20.5M - $45.0M0.70%
$45M+0.70%

The fees listed above are for managed funds & stocks. Individual bonds have a different fee schedule. Fees are negotiable above $45,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$750
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Location

870 Market St, Suite 482, San Francisco, CA, 94104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Holon Wealth Management
August 2025 - Present · 6 mos
Impact Investors
February 2018 - Present · 8 yrs
Previous Registrations
Cambridge Investment Research Advisors, INC.
June 2016 - June 2018 · 2 yrs
Cambridge Investment Research, INC.Broker
June 2016 - June 2018 · 2 yrs
Protected Investors of America
January 2003 - July 2016 · 13 yrs 6 mos
Protected Investors of AmericaBroker
January 2003 - July 2016 · 13 yrs 6 mos
Salomon Smith Barney INC.
December 2000 - December 2002 · 2 yrs
Salomon Smith Barney INC.Broker
October 2000 - December 2002 · 2 yrs 2 mos
State Registrations2 states
CAOR
Advisor
Exams
No exam information available for this advisor.