Vincent Wallace is a registered investment advisor, based in Plano, TX, with 23 years of industry experience.
Location
7900 Windrose Avenue, Plano, TX, 75024
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Vincent is the owner of V and P Home Renovations, LLC, a flooring business, since April 2023. He dedicates a few hours per week to this non-investment related activity.
Employment History
Current Registrations
Vanguard Marketing Corporation
March 2022 - Present · 4 yrs 4 mos
Vanguard Advisers, INC.
March 2022 - Present · 4 yrs 4 mos
Vanguard Marketing CorporationBroker
March 2022 - Present · 4 yrs 4 mos
Previous Registrations
Edward Jones
September 2020 - January 2022 · 1 yr 4 mos
Edward JonesBroker
September 2020 - January 2022 · 1 yr 4 mos
USAA Investment Services Company
January 2018 - June 2020 · 2 yrs 5 mos
USAA Financial Advisors, INC.Broker
September 2013 - June 2020 · 6 yrs 9 mos
USAA Financial Planning Services
September 2013 - January 2018 · 4 yrs 4 mos
J.P. Morgan Securities LLC
February 2013 - August 2013 · 6 mos
J.P. Morgan Securities LLCBroker
February 2013 - August 2013 · 6 mos
Sws Financial Services, INC.
March 2012 - February 2013 · 11 mos
Sws Financial Services, INC.Broker
February 2012 - February 2013 · 1 yr
Chase Investment Services CORP.
January 2009 - October 2011 · 2 yrs 9 mos
Chase Investment Services CORP.Broker
January 2009 - October 2011 · 2 yrs 9 mos
Allstate Financial Services, LLCBroker
October 2004 - January 2009 · 4 yrs 3 mos
Nylife Securities INC.Broker
March 2004 - October 2004 · 7 mos
Banc One Securities Corporation
June 2002 - February 2004 · 1 yr 8 mos
Banc One Securities CorporationBroker
February 2002 - February 2004 · 2 yrs
Morgan Stanley Dw INC.Broker
May 2001 - February 2002 · 9 mos
State Registrations2 states
AZTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.