CB
CB

Carrie Lynn Busse

25 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEducation Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
30 advisors
Number of Clients
955 clients
Average Client Portfolio
$594K average
Assets Under Management
$567.4M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

812 Clay Street, Chillicothe, MO, 64601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carrie is a bookkeeper for Chillicothe United Methodist Church Preschool, spending a few hours per week. She is also a member and registered representative of Financial & Tax Services LLC, dedicating full-time hours to investment, tax, and accounting services, and she performs tax preparation for the same company for about 10-20% of her time. Carrie is also the treasurer for the Bobby & Peggy Smith Legacy Scholarship Fund.

Employment History
Current Registrations
Lombard Securities IncorporatedBroker
November 2021 - Present · 4 yrs 3 mos
Lombard Advisers Incorporated
November 2021 - Present · 4 yrs 3 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - November 2021 · 6 mos
Cetera Advisor Networks LLCBroker
September 2019 - November 2021 · 2 yrs 2 mos
Summit Financial Group INC
September 2016 - May 2021 · 4 yrs 8 mos
Summit Brokerage Services, INC.Broker
September 2016 - September 2019 · 3 yrs
Vsr Advisory Services
January 2015 - September 2016 · 1 yr 8 mos
Vsr Financial Services, INC.Broker
November 2001 - September 2016 · 14 yrs 10 mos
American Investment Services, INC.Broker
November 2000 - November 2001 · 1 yr
State Registrations19 states
ARAZCACOFLIAILKSKYMNMONENHOHORTXWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.