Martin Farling
Martin Farling is a registered investment advisor at Ameriprise Financial Services, LLC, based in Jamestown, NC, with 25 years of industry experience. Martin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
4917 Piedmont Pkwy, Ste 103, Jamestown, NC, 27282
Get directionsHistory
Regulatory History (4)
Customer Dispute
October 2008Customer Dispute
August 2007Customer Dispute
June 2007Criminal
October 1980Other Business Activities
Martin owns multiple real estate properties, including multi-family, commercial, and single-family homes. He also has business ownership interests, serves as treasurer for Mc Farling, and is employed by National Vendor Management Services, dedicating a few hours per week to each of these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.