James Lapiedra is a CFP-designated registered investment advisor, based in Staten Island, NY, with 17 years of industry experience.
Location
1000 South Ave Suite 103, Staten Island, NY, 10314
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in several outside business activities, including being a board member for a police organization, an agent/representative for FRCT, LLC, and a partner at Guided Professional Solutions. He is also the President & CEO of ID 360 LLC (taking about a third of his time), an insurance agent (dedicating about 10-20% of his time), President of Piedra Rives Corp (minimal time), and a partner at Cyber Compliant (minimal time).
Employment History
Current Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
1st Global Capital CORP.Broker
State Registrations11 states
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