WB
WB

William Behrend

25 Years of Experience
Indianapolis, IN
Broker

William Behrend is a registered investment advisor at Morgan Stanley, based in Indianapolis, IN, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

111 Monument Circle, Suite 3100, Indianapolis, IN, 46204

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William is the sole proprietor/owner of Land Behrends, LLC, a rental property, spending minimal time on property management outside of business hours. He is also an employee at the University of Indianapolis, dedicating a few hours per week outside of business hours to education-related activities.

Employment History
Current Registrations
Morgan StanleyBroker
May 2024 - Present · 2 yrs 2 mos
Morgan Stanley
May 2024 - Present · 2 yrs 2 mos
Previous Registrations
MML Investors Services, LLCBroker
April 2022 - April 2024 · 2 yrs
MML Investors Services, LLC
April 2022 - April 2024 · 2 yrs
Fifth Third Securities, INC.
July 2006 - April 2022 · 15 yrs 9 mos
Fifth Third Securities, INC.Broker
June 2006 - April 2022 · 15 yrs 10 mos
City Securities Corporation
January 2005 - June 2006 · 1 yr 5 mos
City Securities CorporationBroker
January 2005 - June 2006 · 1 yr 5 mos
Prudential Financial Planning Services
July 2004 - January 2005 · 6 mos
Pruco Securities, LLC.Broker
May 2002 - January 2005 · 2 yrs 8 mos
Il Securities, INC.Broker
November 2000 - April 2002 · 1 yr 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Behrend - Financial Advisor | TrueAdvisor