Douglas Rohan is a registered investment advisor at Cetera Investment Advisers LLC, based in Oshkosh, WI, with 25 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
671 North Main, Oshkosh, WI, 54901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Douglas works at Rohan Meier & Morgan LLC, a tax and accounting firm, as a notary and certified public accountant with limited power of attorney. This takes nearly full-time hours, with a significant portion during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Hochman & Baker Securities, INC.Broker
H.D. Vest Investment ServicesBroker
State Registrations5 states
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