Michael Nelkin is a registered investment advisor at Morgan Stanley, based in Rochester, NY, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
300 Linden Oaks, Suite 200, Rochester, NY, 14625
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2019 - Present · 6 yrs 7 mos
Morgan StanleyBroker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Citizens Securities, INC.
June 2017 - February 2019 · 1 yr 8 mos
Citizens Securities, INC.Broker
April 2017 - February 2019 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2015 - July 2016 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - November 2014 · 5 yrs 1 mo
Banc of America Investment Services, INC.Broker
August 2007 - October 2009 · 2 yrs 2 mos
Banc of America Investment Services, INC.Broker
August 2003 - November 2006 · 3 yrs 3 mos
Citicorp Investment ServicesBroker
October 2000 - January 2002 · 1 yr 3 mos
State Registrations24 states
AZCACOCTDCFLGAMAMDMEMINCNHNMNYOHPARISCTNTXUTVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.