RC
RC

Ronald Castor

25 Years of Experience
Overland Park, KS
BrokerSells Insurance

Ronald Castor is a registered investment advisor at Cetera Investment Advisers LLC, based in Overland Park, KS, with 25 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

7301 W 129th Street, Suite 250, Overland Park, KS, 66213

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ronald is a Certified Public Accountant for Ronald Castor LC, spending full-time hours on accounting, payroll, tax preparation, and financial and insurance services. He also dedicates minimal time as a board member/treasurer for the non-profit Sleepyhead Beds and is a member of MD Lionsgate Office Center D LLC.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
January 2004 - Present · 22 yrs 4 mos
Previous Registrations
Cetera Advisors LLC
August 2004 - March 2024 · 19 yrs 7 mos
Prosperity Network, INC
June 2004 - December 2004 · 6 mos
Vestax Securities CorporationBroker
November 2000 - January 2004 · 3 yrs 2 mos
State Registrations17 states
AZCOFLIAIDILINKSMDMONCNENYOHORTXWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ronald Castor - Financial Advisor | TrueAdvisor