Nicholas Tzoumas
Nicholas Tzoumas is a registered investment advisor at Cetera Investment Advisers LLC, based in Old Brookeville, NY, with 25 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Old Brookeville, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas owns multiple businesses, including ClearscopeWealth (wealth management), Clearscope Services DBA ClearscopeHR (HR consulting/retirement TPA services), B & Co Long Island Inc., Benefits & Co, Inc., and Clearscope Tax 1 DBA Arthur Sisco & Associates (tax/accounting/bookkeeping/payroll). He also serves as treasurer for Archangel Michael Church, dedicating minimal time to this role.
Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Royal Alliance Associates, INC.Broker
Royal Alliance Associates, INC.
Signator Investors, INC.
Signator Investors, INC.Broker
Park Avenue Securities LLCBroker
MML Investors Services, LLCBroker
Pruco Securities, LLC.Broker
State Registrations3 states
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