TR
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Tracy Riordan

25 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
405 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$582.1M

Fee Structure

Minimum Investment:$250K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.25%
$1.0M - $2.0M1.00%
$2.0M - $5.0M0.80%
$5M+0.60%

Wealth Builder™ has a $2,500 minimum annual fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$2,500
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Location

4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ, 85018-2719

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Arq Wealth Advisors, LLC
November 2025 - Present · 3 mos
Previous Registrations
J.P. Morgan Securities LLC
February 2023 - September 2025 · 2 yrs 7 mos
J.P. Morgan Securities LLCBroker
May 2010 - September 2025 · 15 yrs 4 mos
Wells Fargo Securities, LLCBroker
November 2009 - May 2010 · 6 mos
Wells Fargo Brokerage Services, L.L.C.Broker
December 2004 - November 2009 · 4 yrs 11 mos
Wells Fargo Investments, LLCBroker
May 2001 - December 2004 · 3 yrs 7 mos
Wells Fargo Securities INC.Broker
September 2000 - May 2001 · 8 mos
State Registrations1 state
AZ
Advisor
Exams
No exam information available for this advisor.