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Richard Welch

Empower Advisory Group, LLC
18 Years of Experience
Deer Park, TX
1 DisclosureBroker
View SEC Summary
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Richard Welch is a registered investment advisor at Empower Advisory Group, LLC, based in Deer Park, TX, with 18 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 297,074 clients with $200B in assets under management.

Empower Advisory Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1966 advisors
Number of Clients
297,074 clients
Average Client Portfolio
$658K average
Assets Under Management
$195.4B

Fee Structure

Minimum Investment:$5
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.60%

Fees are negotiable on a plan sponsor-by-sponsor basis and typically decline for account balances greater than $100,000, up to a maximum of 0.60%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Deer Park, TX

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History

Regulatory History (1)
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Criminal
March 2013
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Empower Advisory Group, LLC
November 2025 - Present · 11 mos
Empower Financial Services, INC.
November 2021 - Present · 4 yrs 11 mos
Empower Financial Services, INC.Broker
November 2021 - Present · 4 yrs 11 mos
Previous Registrations
Capital One Investing, LLCBroker
April 2015 - December 2017 · 2 yrs 8 mos
Capital One Advisors, LLC
April 2015 - December 2017 · 2 yrs 8 mos
TD Ameritrade, INC.
March 2011 - April 2013 · 2 yrs 1 mo
Amerivest Investment Management, LLC
March 2011 - April 2013 · 2 yrs 1 mo
TD Ameritrade, INC.Broker
February 2011 - April 2013 · 2 yrs 2 mos
Nationwide Securities, LLCBroker
October 2010 - December 2010 · 2 mos
PFS Investments INC.Broker
August 2009 - May 2010 · 9 mos
Mbm Securities, INC.Broker
April 2008 - September 2008 · 5 mos
Mbm Advisors INC
April 2008 - August 2008 · 4 mos
Charles Schwab & CO., INC.
October 2003 - March 2008 · 4 yrs 5 mos
Charles Schwab & CO., INC.Broker
October 2003 - March 2008 · 4 yrs 5 mos
Westcott Securities, LLCBroker
June 2003 - September 2003 · 3 mos
Metlife Securities INC.Broker
March 2003 - June 2003 · 3 mos
Metlife Securities INC.
March 2003 - June 2003 · 3 mos
Metropolitan Life Insurance CompanyBroker
March 2003 - June 2003 · 3 mos
Morgan Stanley
June 2001 - March 2003 · 1 yr 9 mos
Morgan Stanley Dw INC.Broker
June 2001 - March 2003 · 1 yr 9 mos
H&r Block Financial Advisors, INC.Broker
October 2000 - July 2001 · 9 mos
State Registrations45 states
AKALARAZCACTDEGAHIIAIDILINKSKYMAMEMIMNMOMSMTNCNDNENHNJNMNVNYOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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