Thomas Kelly is a registered investment advisor at LPL Financial LLC, based in Colmar, PA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Colmar, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is affiliated with Apollo Insurance Group selling property and casualty insurance, and with Kelly Agency selling non-variable insurance, dedicating minimal time to each. He also operates Apollo Wealth Advisors as a DBA for his LPL business, spending about a quarter of his time on it, and has outside W-2 employment with Nielsen ratings.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cco Investment Services CORP.
Cco Investment Services CORP.Broker
Allstate Financial Services, LLCBroker
Wachovia Securities, LLCBroker
State Registrations26 states
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