SW
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Sean Walker

24 Years of Experience
Seattle, WA
Broker

Sean Walker is a registered investment advisor at Russell Investments, based in Seattle, WA, with 24 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 67,276 clients with $62B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
76 advisors
IM Fee
Planning only
Assets Under Management
$62.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

401 Union Street, 18th Floor, Seattle, WA, 98101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Russell Investments
June 2025 - Present · 1 yr 3 mos
Russell Investments Financial Services, LLCBroker
April 2025 - Present · 1 yr 5 mos
Russell Investments Financial Services, LLC
April 2025 - Present · 1 yr 5 mos
Previous Registrations
Tcbi SecuritiesBroker
April 2023 - March 2025 · 1 yr 11 mos
American Century Investment Services INC.Broker
December 2017 - April 2023 · 5 yrs 4 mos
Blackrock Investments, LLCBroker
October 2014 - December 2017 · 3 yrs 2 mos
Blackrock Investment Management, LLC
October 2014 - December 2017 · 3 yrs 2 mos
Northern Trust Securities, INC.Broker
November 2013 - October 2014 · 11 mos
Managers Investment Group LLC
March 2013 - October 2013 · 7 mos
Managers Distributors, INC.Broker
March 2013 - October 2013 · 7 mos
Russell Investments
June 2007 - March 2013 · 5 yrs 9 mos
Russell Financial Services, INC., Part of Russell InvestmentsBroker
October 2006 - March 2013 · 6 yrs 5 mos
J.P. Morgan Institutional Investments INC.Broker
November 2005 - August 2006 · 9 mos
J. P. Morgan Invest, LLCBroker
August 2004 - November 2005 · 1 yr 3 mos
Franklin/templeton Distributors, INC.Broker
January 2003 - August 2004 · 1 yr 7 mos
VALIC Financial Advisors, INC.
December 2001 - January 2003 · 1 yr 1 mo
VALIC Financial Advisors, INC.Broker
December 2001 - January 2003 · 1 yr 1 mo
The Variable Annuity Marketing CompanyBroker
December 2001 - December 2001 · 0 mos
Morgan Stanley Dw INC.Broker
January 2001 - August 2001 · 7 mos
State Registrations2 states
NYWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sean Walker - Financial Advisor | TrueAdvisor