Ronald Peterson is a registered investment advisor, based in Omaha, NE, with 25 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold.
Location
13310 W. Maple Road, Omaha, NE, 68164
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Regulatory History (1)
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Customer Dispute
November 2008Denied
Other Business Activities
Ronald works as a financial advisor for both First Investments and Planning and First National Bank of Omaha since July 2024. He dedicates about half of his time to each of these roles.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2024 - Present · 2 yrs 3 mos
Raymond James Financial Services, INC.Broker
July 2024 - Present · 2 yrs 3 mos
Previous Registrations
LPL Financial LLC
April 2019 - August 2024 · 5 yrs 4 mos
LPL Financial LLCBroker
March 2019 - August 2024 · 5 yrs 5 mos
Raymond James Financial Services Advisors, INC
August 2009 - December 2018 · 9 yrs 4 mos
Raymond James Financial Services, INC.Broker
August 2009 - December 2018 · 9 yrs 4 mos
Invest Financial Corporation
October 2003 - August 2009 · 5 yrs 10 mos
Invest Financial CorporationBroker
September 2003 - August 2009 · 5 yrs 11 mos
Wells Fargo Brokerage Services, L.L.C.Broker
January 2001 - August 2002 · 1 yr 7 mos
Wells Fargo Investments, LLCBroker
December 2000 - September 2003 · 2 yrs 9 mos
Wells Fargo Brokerage Services, L.L.C.Broker
October 2000 - December 2000 · 2 mos
State Registrations16 states
AZCACOFLIAILKSMNMONDNENVSDTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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