Christopher Smulski is a registered investment advisor, based in Chicago, IL, with 21 years of industry experience.
Location
227 W. Monroe St, Suite 2100, Chicago, IL, 60606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Christopher is a board member at Saint Mary of the Angles Catholic School in Chicago since 2008, dedicating minimal time. He consults with the board and administrative staff on school-related issues such as education, enrollment, and fundraising.
Employment History
Current Registrations
Truist Investment Services, INC.
Truist Investment Services, INC.Broker
Truist Advisory Services, INC.
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Banc One Securities Corporation
Banc One Securities CorporationBroker
Morgan Stanley Dw INC.Broker
TD Waterhouse Investor Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.