Joshua Cook
Joshua Cook is a registered investment advisor at Cook Financial, LLC, based in Vernal, UT, with 22 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 30 clients with $6.3M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
The annual fee is negotiable based upon certain criteria (e.g., historical relationship, type of assets, anticipated future earning capacity, anticipated future additional assets, dollar amounts of assets to be managed, related accounts, account composition and negotiations with Clients).
Fee Estimator
Location
617 N Vernal Ave, East Suite, Vernal, UT, 84078
Get directionsHistory
Regulatory History (2)
Regulatory
March 2024Employment Separation After Allegations
March 2022Other Business ActivitiesSells Insurance
Joshua is an independent insurance agent since 2011, selling life insurance, fixed annuities, disability, and medicare plans. This activity takes about 10-20% of his time.
Employment History
Current Registrations
Cook Financial, LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Zions Direct, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.