Cole Mills is a CFP-designated registered investment advisor at LPL Financial LLC, based in Portland, OR, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
700 NE Multnomah St Ste 820, Portland, OR, 97232
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Regulatory History (1)
Customer Dispute
January 2020Other Business Activities
Cole has a business entity for tax/investment purposes since 2014 and a DBA for LPL business since 2016. He also has a real estate rental property since 2021.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.