CG
CG

Christopher Guarino

25 Years of Experience
Boca Raton, FL
Broker

Christopher Guarino is a registered investment advisor at Ameriprise Financial Services, LLC, based in Boca Raton, FL, with 25 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

5200 Town Center Cir Ste 600, Boca Raton, FL, 33486-1045

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher owns a single-family real estate property since 2016. He also owns a consulting business since 2000, dedicating about 10-20% of his time to it.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2015 - Present · 11 yrs 2 mos
Ameriprise Financial Services, LLC
March 2015 - Present · 11 yrs 2 mos
Ameriprise Financial Services, LLCBroker
March 2015 - Present · 11 yrs 2 mos
Previous Registrations
Morgan Stanley
June 2009 - April 2015 · 5 yrs 10 mos
Morgan StanleyBroker
June 2009 - April 2015 · 5 yrs 10 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
February 2001 - April 2007 · 6 yrs 2 mos
Morgan Stanley Dw INC.Broker
February 2001 - April 2007 · 6 yrs 2 mos
Western International Securities, INC.Broker
December 2000 - March 2001 · 3 mos
North Coast Securities CorporationBroker
October 2000 - December 2000 · 2 mos
State Registrations10 states
ALCACTFLMDNCNJNYSCVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Guarino - Financial Advisor | TrueAdvisor