LP
CFP
LP
CFP

Lori Ann Peters

19 Years of Experience
Broker
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance Planning
Compensation
Fixed/Hourly
Firm Size
11 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Initial financial plans start at $5,000, but the fee is negotiable. Hourly fees for specialized analysis range from $100 to $450.

One-Time Plan:From $5,000
Hourly Rate:$100 - $450/hr
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Location

12222 Merit Drive, Suite 1800, Dallas, TX, 75251

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lori uses Carter Financial Management as a DBA for her firm, with no associated responsibilities. She is also an audit committee member for Catholic Charities Dallas, dedicating minimal time to attending meetings and reviewing reports.

Employment History
Current Registrations
Carter Advisory Services, INC
May 2017 - Present · 8 yrs 9 mos
Raymond James Financial Services Advisors, INC
February 2011 - Present · 15 yrs
Raymond James Financial Services, INC.
February 2011 - Present · 15 yrs
Raymond James Financial Services, INC.Broker
February 2011 - Present · 15 yrs
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2009 - December 2010 · 1 yr 11 mos
Raymond James Financial Services
July 2006 - January 2009 · 2 yrs 6 mos
Raymond James Financial Services, INC.Broker
January 2006 - December 2010 · 4 yrs 11 mos
State Registrations36 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Lori Ann Peters - Financial Advisor | TrueAdvisor