Steven Franzen is a PFS-designated registered investment advisor at Vertex Partners, based in Downers Grove, IL, with 25 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 819 clients with $830M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Vertex Partners offers investment management services for an annual fee based on the value of your portfolio. The fee ranges from 0.30% to 2.00% per year, depending on the size and composition of your portfolio, the services provided, and who is providing the services. The fee is charged quarterly, in advance.
Location
3000 Woodcreek Drive, Suite 100, Downers Grove, IL, 60515
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Steven is involved in several business activities, including tax preparation/accounting through Steven P. Franzen CPA PC (taking up a significant portion of his time), serving as managing partner for Vertex Accounting Partners, LLC (full-time), and providing investment advisory services through Highpoint Advisor Group, LLC and VERTEX PARTNERS (about 10-20% of his time each). He also acts as a trustee for several trusts (minimal time).
Employment History
Current Registrations
Vertex Partners
LPL Financial LLCBroker
Previous Registrations
Highpoint Planning Partners
Highpoint Planning Partners
LPL Financial LLC
Waterstone Financial Group, INC.
Waterstone Financial Group, INC.Broker
Veravest Investment Advisors, INC.
Veravest Investments, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.