Kevin Sweeney is a PFS-designated registered investment advisor, based in Alamo, CA, with 25 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Alamo, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kevin is the secretary/owner of Sweeney Kovar Finacial Advisors, Inc., dedicating full-time hours to providing financial services. He also sells indexed annuities and insurance products through Avantax Insurance Agency & Avantax Insurance Services, spending a few hours per week on insurance sales.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Avantax Planning Partners, INC.
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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