Shelley Lindsey is a registered investment advisor, based in Austin, TX, with 17 years of industry experience.
Location
5707 Southwest Parkway, Bldg. 2 Ste 400, Austin, TX, 78735
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Shelley is the executor for her mother's estate, which is investment-related. This activity requires a few hours per week.
Employment History
Current Registrations
Kestra Private Wealth Services, LLC
June 2025 - Present · 11 mos
Kestra Investment Services, LLCBroker
June 2025 - Present · 11 mos
Kestra Investment Services, LLC
June 2025 - Present · 11 mos
Previous Registrations
Wells Fargo Advisors
November 2016 - June 2025 · 8 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
March 2014 - June 2025 · 11 yrs 3 mos
First Financial Equity CorporationBroker
April 2010 - February 2014 · 3 yrs 10 mos
Ameriprise Financial Services, INC.Broker
October 2009 - April 2010 · 6 mos
Ameriprise Financial Services, INC.
October 2009 - December 2009 · 2 mos
Ameriprise Advisor Services, INC.
July 2008 - October 2009 · 1 yr 3 mos
Ameriprise Advisor Services, INC.Broker
April 2008 - October 2009 · 1 yr 6 mos
State Registrations1 state
AZ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.