Mark Garkavi is a registered investment advisor, based in Edmonds, WA, with 24 years of industry experience.
Location
123 2nd Ave S, Suite 230, Edmonds, WA, 98020
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.Broker
January 2010 - September 2022 · 12 yrs 8 mos
First Allied Securities, INC.
January 2010 - July 2012 · 2 yrs 6 mos
Oppenheimer & CO. INC.
November 2005 - January 2010 · 4 yrs 2 mos
Oppenheimer & CO. INC.Broker
September 2005 - January 2010 · 4 yrs 4 mos
Morgan Stanley Dw INC.Broker
April 2001 - August 2005 · 4 yrs 4 mos
State Registrations12 states
ALCAFLIDMTNCNJNYPASCTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.