James Lukezic
James Lukezic is a registered investment advisor at Old Slip Registered Investment Advisors, LLC, based in New York, NY, with 15 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 30 clients with $310M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
40 Wall Street Floor 28, New York, NY, 10005
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Regulatory History (1)
Regulatory
December 2024Other Business ActivitiesSells Insurance
James is the chairman of ITF Enhancing Human Security USA, dedicating a few hours per week. He is also a licensed insurance agent with Old Slip Benefits and Insurance Services, LLC, and affiliated with Old Slip Registered Investment Advisors, LLC.
Employment History
Current Registrations
Old Slip Registered Investment Advisors, LLC
Old Slip Capital Management, INC.Broker
Previous Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Citigroup Global Markets INC.Broker
Fam Distributors, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.