Paul Fitzpatrick
Paul Fitzpatrick is a registered investment advisor at Osaic Wealth, INC., based in Southbury, CT, with 25 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
100 Main Street, Suite 204, Southbury, CT, 06488
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Regulatory History (1)
Customer Dispute
August 2021Other Business ActivitiesSells Insurance
Paul is a 25% owner of Diversified Financial Solutions PC, a CPA firm, dedicating about a third of his time to accounting and tax preparation. He also sells variable and fixed annuities, as well as a limited amount of long-term care and life insurance, and is involved in several real estate ventures.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
US Financial Advisors, LLC
Intersecurities, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.