John Geringer is a registered investment advisor at Shepherd Kaplan LLC, based in Highlands Ranch, CO, with 11 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 4 more.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
4517 Whitehall Lane, Highlands Ranch, CO, 80126
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John is the Vice President of Geringer Group, Inc., an S-Corp providing professional business coaching for small business owners since 2015. This takes about a quarter of John's time, split evenly between trading hours and after trading hours.
Employment History
Current Registrations
Shepherd Kaplan LLC
Peak Capital Management, LLC
Previous Registrations
Cedrus
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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