JS
JS
John Sutton
24 Years of Experience
Sarasota, FL
Broker
John Sutton is a registered investment advisor at Raymond James & Associates, INC., based in Sarasota, FL, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
Sarasota, FL
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James & Associates, INC.
December 2020 - Present · 5 yrs 5 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.Broker
September 2013 - September 2016 · 3 yrs
Credit Suisse Securities (USA) LLC
May 2007 - September 2013 · 6 yrs 4 mos
Credit Suisse Securities (USA) LLCBroker
May 2007 - September 2013 · 6 yrs 4 mos
Jefferies Private Client Advisers, LLC
July 2003 - December 2005 · 2 yrs 5 mos
Jefferies Private Client Advisers, LLC
June 2003 - June 2003 · 0 mos
Jefferies & Company, INC.Broker
September 2002 - November 2006 · 4 yrs 2 mos
Robertson Stephens, INC.
September 2001 - August 2002 · 11 mos
Robertson Stephens, INC.Broker
February 2001 - August 2002 · 1 yr 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.