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Carolyn Collins

8 Years of Experience
New York, NY
Broker

Carolyn Collins is a registered investment advisor at Morgan Stanley, based in New York, NY, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

399 Park Avenue, 12th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carolyn is a board member at Plum Print, Inc., a publishing and retail/online store, since 2014. She spends minimal time per week on business development and growth for this non-investment related activity.

Employment History
Current Registrations
Morgan Stanley
June 2024 - Present · 2 yrs 1 mo
Morgan StanleyBroker
June 2024 - Present · 2 yrs 1 mo
Previous Registrations
J.P. Morgan Securities INC.Broker
May 2005 - April 2008 · 2 yrs 11 mos
J.P. Morgan Securities INC.Broker
May 2001 - May 2004 · 3 yrs
J.P. Morgan Securities INC.Broker
October 2000 - May 2001 · 7 mos
State Registrations41 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Carolyn Collins - Financial Advisor | TrueAdvisor