Julie Daley
Julie Daley is a registered investment advisor at LPL Financial LLC, based in St. Clairsvlle, OH, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
134 West Main St, St. Clairsvlle, OH, 43950
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Julie is involved in several business activities, including essential oil sales, insurance sales, and operating as Legacy Financial Consulting Services and Momentum Wealth Partners (DBAs for her LPL business). She also has business entities for tax/investment purposes and is associated with Underwriters Brokerage Service and Steele Insurance Services, dedicating minimal time to Steele Insurance Services.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Commonwealth Financial Services
Arbor Point Advisors
Securities America, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
LPL Financial LLC
LPL Financial LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Raymond James Financial Services, INC.Broker
Nylife Securities INC.Broker
Pruco Securities, LLC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.