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Richard Bottorf

25 Years of Experience
Springfield, MO
Broker

Richard Bottorf is a registered investment advisor at Cetera Investment Advisers LLC, based in Springfield, MO, with 25 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1445 East Republic Road, Springfield, MO, 65804

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard works as a CPA offering accounting services at KPM CPAs, dedicating a few hours per week. He also works as a financial advisor for KPM Wealth Advisors, LLC, spending a few hours per week on financial services.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2001 - Present · 25 yrs 3 mos
Cetera Financial Specialists LLCBroker
November 2000 - Present · 25 yrs 6 mos
State Registrations1 state
MO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Bottorf - Financial Advisor | TrueAdvisor