Robert Book is a registered investment advisor, based in Colorado Springs, CO, with 25 years of industry experience.
Location
201 E. Las Animas Street, Suite 103, Colorado Springs, CO, 80903
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2018Denied
Other Business Activities
Robert owns Outdoors Lifestyle Strategies LLC dba Springs Wealth Group, a support company, but dedicates no time to it. He also has ownership in OLS Property Group, LLC, a real estate holding company, and Book Land and Cattle LLC, a cattle ranch, dedicating about half his time to the latter.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
May 2025 - Present · 1 yr
Raymond James Financial Services Advisors, INC
May 2025 - Present · 1 yr
Previous Registrations
Ameriprise Financial Services, LLC
February 2022 - June 2025 · 3 yrs 4 mos
Ameriprise Financial Services, LLCBroker
February 2022 - June 2025 · 3 yrs 4 mos
Securian Financial Services, INC.
March 2007 - February 2022 · 14 yrs 11 mos
Securian Financial Services, INC.Broker
March 2007 - February 2022 · 14 yrs 11 mos
Hornor, Townsend & Kent, INC.
December 2005 - February 2007 · 1 yr 2 mos
Hornor, Townsend & Kent, INC.Broker
July 2004 - February 2007 · 2 yrs 7 mos
New England SecuritiesBroker
November 2000 - July 2004 · 3 yrs 8 mos
State Registrations40 states
AKALARAZCACOFLGAHIIAIDILINKSLAMAMDMEMIMNMOMSMTNCNENMNVNYOHOKPASCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.