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Chris Swenson

Wisconsin Wealth Advisors, LLC
25 Years of Experience
Sun Prairie, WI
BrokerSells Insurance
View SEC Summary
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Chris Swenson is a registered investment advisor at Wisconsin Wealth Advisors, LLC, based in Sun Prairie, WI, with 25 years of industry experience. Chris is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 290 clients with $160M in assets under management.

Wisconsin Wealth Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
290 clients
Average Client Portfolio
$543K average
Assets Under Management
$157.6M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Maximum annual fee of 1.50%. Fees are negotiable based on factors such as historical relationships, asset types, anticipated future earning capacity, anticipated future additional assets, and account composition.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1777 West Main Street, Suite 203, Sun Prairie, WI, 53590

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Chris is an investment advisor representative and owner of Wisconsin Wealth Advisors, LLC RIA, and an independent insurance agent DBA Swenson Agency. He also serves as a board member for two organizations and spends minimal time on fixed insurance sales and a few hours per week as a registered representative for Harbor Investments, Inc.

Employment History
Current Registrations
Wisconsin Wealth Advisors, LLC
February 2016 - Present · 10 yrs 8 mos
Harbour Investments, INC.Broker
October 2000 - Present · 26 yrs
Previous Registrations
Wisconsin Wealth Advisors, LLC
April 2009 - February 2016 · 6 yrs 10 mos
Harbour Investments, INC.
November 2000 - December 2020 · 20 yrs 1 mo
State Registrations16 states
AZCACOFLILKSMNNCNMNYOHOKORSCTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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