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Frank Nickey

24 Years of Experience
Newport News, VA
2 DisclosuresBroker

Frank Nickey is a registered investment advisor at Ameriprise Financial Services, LLC, based in Newport News, VA, with 24 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

11742 Jefferson Ave., Ste. 120, Newport News, VA, 23606-4407

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2020
Settled
Customer Dispute
August 2013
Denied
Other Business Activities

Frank works as a financial advisor for Langley Federal Credit Union. This investment-related activity takes about a quarter of his time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2025 - Present · 1 yr 5 mos
Ameriprise Financial Services, LLCBroker
February 2025 - Present · 1 yr 5 mos
Previous Registrations
Cetera Investment Advisers LLC
January 2022 - February 2025 · 3 yrs 1 mo
Cetera Investment Services LLCBroker
January 2022 - February 2025 · 3 yrs 1 mo
Cuso Financial Services, L.P.
August 2019 - December 2021 · 2 yrs 4 mos
Cuso Financial Services, L.P.Broker
August 2019 - December 2021 · 2 yrs 4 mos
Wells Fargo Advisors Financial Network, LLC
October 2014 - April 2019 · 4 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
October 2014 - April 2019 · 4 yrs 6 mos
RBC Capital Markets, LLC
October 2009 - November 2014 · 5 yrs 1 mo
RBC Capital Markets, LLCBroker
October 2009 - November 2014 · 5 yrs 1 mo
J. B. Hanauer & CO.
July 2005 - October 2009 · 4 yrs 3 mos
J. B. Hanauer & CO.Broker
September 2002 - October 2009 · 7 yrs 1 mo
Cardinal Capital Management, INC.Broker
February 2001 - September 2002 · 1 yr 7 mos
R.K. Grace & CompanyBroker
November 2000 - May 2001 · 6 mos
State Registrations3 states
FLNCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.