Rand Putterman
Rand Putterman is a CFP-designated registered investment advisor at Morgan Stanley, based in Grand Rapids, MI, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
99 Monroe Ave NW, Grand Rapids, MI, 49503
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rand is an independent insurance broker since 2021, focusing on fixed annuities, and also holds a real estate license. Additionally, Rand has outside employment at Comerica and is involved with Maestro Cash Management, dedicating about a third of their time to these activities.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Comerica Securities
Comerica SecuritiesBroker
Fifth Third Securities, INC.Broker
Comerica SecuritiesBroker
AXA Advisors, LLCBroker
State Registrations13 states
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