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Susan Ecker

22 Years of Experience
Zumbrota, MN
1 DisclosureBroker

Susan Ecker is a registered investment advisor at Ameriprise Financial Services, LLC, based in Zumbrota, MN, with 22 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

404 S Main St, Zumbrota, MN, 55992-1601

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History

Regulatory History (1)
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Customer Dispute
October 2013
Withdrawn
Other Business Activities

Susan is an Avantax registered representative providing financial services through Total Wealth Care LLC, dedicating about 10-20% of her time. She also owns and operates a small farm, spending about 10-20% of her time on it.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
September 2025 - Present · 8 mos
Ameriprise Financial Services, LLC
September 2025 - Present · 8 mos
Previous Registrations
Cetera Investment Advisers LLC
September 2025 - October 2025 · 1 mo
Cetera Wealth Services, LLCBroker
September 2025 - October 2025 · 1 mo
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
Avantax Advisory Services
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Advisors INC
December 2013 - October 2019 · 5 yrs 10 mos
1st Global Capital CORP.Broker
December 2003 - October 2019 · 15 yrs 10 mos
State Registrations1 state
MN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.