Kathryn Albers is a registered investment advisor at Mma Securities LLC, based in New York, NY, with 21 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 8,394 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
MMA Securities offers two services through a subadviser, Empower Advisory Group (EAG):
- In-Plan Advice (Online Advice Service): This service provides online guidance and investment advice, but you implement the recommendations yourself. There is no fee charged directly to plan participants for using this service.
- MMA MyPath (Managed Account Service): This service manages your retirement account for you. Participants in this service pay an annual asset-based fee. The fee covers costs associated with providing the service, including expenses payable to EAG and other service providers. MMA Securities does not retain any portion of this fee.
Location
1166 Avenue of the Americas, 23rd Floor, New York, NY, 10036
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kathryn jointly owns two rental properties, but her husband manages them, requiring minimal time commitment from her. She also serves as Director of Relationship Management for WIPN, a networking organization, spending a few hours per week on duties such as event planning and member communication.
Employment History
Current Registrations
Mma Securities LLC
Mma Securities LLCBroker
Mma Securities LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Gwfs Equities, INC.Broker
MML Distributors, LLCBroker
MML Investors Services, LLCBroker
Mmc Securities CORP.Broker
New York Life Investment Management LLC
Nylife Distributors LLCBroker
Nylife Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.