Ronald Smith
Ronald Smith is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Powhatan, VA, with 55 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3923 Old Buckingham Rd, Powhatan, VA, 23139
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
June 2005Other Business ActivitiesSells Insurance
Ronald is the owner of Capital Management Advisory Inc., working as an investment advisor, dedicating nearly full-time hours to securities trading. He also works as an agent for the same company, selling life and health insurance and fixed annuities, dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Next Financial Group, INC.Broker
Next Financial Group, INC.
Securities America Advisors, INC.
Securities America, INC.Broker
Capital Management Advisery INC.
Transamerica Financial Advisors, INC.Broker
Mutual Service CorporationBroker
Manequity, INC.Broker
Provident National Equities, INC.Broker
Southwestern Management & Research CorporationBroker
Southwestern Life Insurance CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.