Christopher Rivers
Christopher Rivers is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Washington, DC, with 21 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 2.25% |
| $750K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2M+ | 1.50% |
Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.
Fee Estimator
Location
1850 M Street Nw, Suite 250, Washington, DC, 20036-5813
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christopher is an IAR of RIA Armstrong, Fleming, and Moore, spending most of his time providing asset management and financial planning services. He is also a Secretary, Director, and Owner of Armstrong, Fleming & Moore, Inc., an entity created to manage expenses of the securities and advisory business, and sells fixed insurance products as an agent.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Armstrong, Fleming & Moore, INC.
Previous Registrations
Commonwealth Financial Network
Fsc Securities CorporationBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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