Emily Maxwell is a CFP-designated registered investment advisor, based in Natchez, MS, with 25 years of industry experience.
Location
507 Franklin Street, Natchez, MS, 39120
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Emily sells insurance through B. Riley Wealth Insurance since 2015 and is a board member of the Rotary Club of Natchez, dedicating minimal time. She also operates Bergeron & Plauche, LLC as a DBA for her financial securities business through B. Riley Wealth Management, dedicating full-time hours.
Employment History
Current Registrations
B. Riley Wealth ManagementBroker
B. Riley Wealth Advisors, INC.
Previous Registrations
National Securities CorporationBroker
Jhs Capital Advisors, LLC
Jhs Capital Advisors, LLCBroker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Century Securities Associates INC
Century Securities Associates, INC.Broker
State Registrations17 states
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