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Kristen Rodgers

24 Years of Experience
Columbia, SC
Broker

Kristen Rodgers is a registered investment advisor at Morgan Stanley, based in Columbia, SC, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1320 Main Street, Suite 800, Columbia, SC, 29201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kristen is the sole proprietor and owner of FlyView Farms, an agriculture and recreation business in South Carolina, since 2021. She dedicates about 10-20% of her time to property management after business hours.

Employment History
Current Registrations
Morgan Stanley
June 2015 - Present · 10 yrs 11 mos
Morgan StanleyBroker
May 2015 - Present · 11 yrs
Previous Registrations
Pruco Securities, LLC.Broker
January 2013 - March 2015 · 2 yrs 2 mos
Hartford Equity Sales Company INC.Broker
May 2001 - January 2013 · 11 yrs 8 mos
State Registrations44 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKSKYMAMDMEMIMNMOMSMTNCNENJNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kristen Rodgers - Financial Advisor | TrueAdvisor