RF
RF

Robert Frost

23 Years of Experience
Rye Brook, NY
Broker

Robert Frost is a registered investment advisor at Park Avenue Securities LLC, based in Rye Brook, NY, with 23 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1877 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.

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Location

800 Westchester Avenue, 4th Floor Suite N409, Rye Brook, NY, 10573

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Park Avenue Securities LLC
February 2016 - Present · 10 yrs 5 mos
Park Avenue Securities LLCBroker
February 2016 - Present · 10 yrs 5 mos
Park Avenue Securities LLC
February 2016 - Present · 10 yrs 5 mos
Previous Registrations
Allstate Financial Services, LLCBroker
November 2015 - January 2016 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2012 - July 2015 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2012 - July 2015 · 3 yrs 6 mos
Park Avenue Securities LLC
February 2010 - January 2012 · 1 yr 11 mos
Park Avenue Securities LLCBroker
January 2007 - January 2012 · 5 yrs
Edward JonesBroker
November 2005 - August 2006 · 9 mos
Alliancebernstein Investment Research and Management, INC.Broker
July 2004 - October 2005 · 1 yr 3 mos
Edward JonesBroker
April 2002 - October 2003 · 1 yr 6 mos
Alliance Fund Distributors, INC.Broker
July 2001 - April 2002 · 9 mos
State Registrations44 states
ALAZCACOCTDCDEFLGAHIIAIDILKSKYLAMAMDMEMIMNMONCNDNHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Frost - Financial Advisor | TrueAdvisor