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Anthony Alfieri

LPL Financial LLC
25 Years of Experience
Landenberg, PA
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Anthony Alfieri is a registered investment advisor at LPL Financial LLC, based in Landenberg, PA, with 25 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Landenberg, PA

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Denied
Criminal
November 1990
Final Disposition
Criminal
June 1989
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Anthony operates Alfieri & Associates as a DBA for his LPL business, dedicating nearly all of his time. He also owns Anthony Fieri, LLC, a tax preparation/accounting/CPA business, taking about 10-20% of his time. Additionally, Anthony sells whole life and term insurance through Alfieri and Associates, spending a few hours per week.

Employment History
Current Registrations
LPL Financial LLC
September 2016 - Present · 10 yrs 1 mo
LPL Financial LLCBroker
June 2016 - Present · 10 yrs 4 mos
Previous Registrations
Hornor, Townsend & Kent, INC.Broker
May 2004 - July 2016 · 12 yrs 2 mos
New England SecuritiesBroker
November 2000 - April 2004 · 3 yrs 5 mos
State Registrations12 states
AZCACTDEFLKSMDMTNJPATNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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