Douglas Rose is a registered investment advisor, based in Pittsford, NY, with 21 years of industry experience.
Location
Pittsford, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
December 2025 - Present · 5 mos
Cambridge Investment Research, INC.Broker
December 2025 - Present · 5 mos
Cambridge Investment Research, INC.
December 2025 - Present · 5 mos
Previous Registrations
Citizens Securities, INC.Broker
July 2023 - August 2025 · 2 yrs 1 mo
Citizens Private Wealth
July 2023 - August 2025 · 2 yrs 1 mo
Citizens Securities, INC.
July 2023 - August 2025 · 2 yrs 1 mo
Allstate Financial Services, LLCBroker
March 2012 - December 2022 · 10 yrs 9 mos
State Farm Vp Management CORP.Broker
November 2008 - May 2011 · 2 yrs 6 mos
Ensemble Financial Services, INC.Broker
February 2008 - August 2008 · 6 mos
Ensemble Financial Services, INC.Broker
January 2007 - August 2007 · 7 mos
Chase Investment Services CORP.
February 2005 - April 2006 · 1 yr 2 mos
Chase Investment Services CORP.Broker
June 2004 - April 2006 · 1 yr 10 mos
Citicorp Investment ServicesBroker
March 2002 - June 2004 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2001 - March 2002 · 1 yr 2 mos
State Registrations1 state
NY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.